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TECH

Advances in Active Microwave Frequency Multipliers

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By Kelvin Yuk and G. R. Branner

Originally appears:  2011 Midwest Symposium on Circuits and Systems

Microwave frequency multipliers provide a high performance means of generating microwave and millimeter-wave signals in a wide variety of communications and radar systems. The advances in active microwave frequency multipliers due to improvements in technology and design are significant in providing increased conversion gain, efficiency and frequency output. This work overviews the applications, topologies and performance of state-of-the-art active frequency multipliers. Some new circuit techniques are identified.

I. Introduction

Due to the high-cost of developing low phase-noise oscillators, frequency multipliers are often employed with local oscillators (LO) operating at lower frequencies for microwave and millimeter-wave (mm-wave) signal generation [1]. Use of an oscillator-multiplier pair alleviates many design constraints of the oscillator and related circuitry such as in phase locked loops (PLL). Also, although frequency multipliers generate a theoretical 20log(N) phase noise power increase, in practice they still offer better performance than an LO developed at the desired frequency [1].

A typical system level implementation of frequency multipliers is shown in Fig. 1a. The LO’s fundamental (fo) output signal is multiplied to the desired harmonic by a single or chained multiplier, amplified by a buffer stage and then delivered to the system. Active multipliers are superior to their passive diode- or varactor-based counterparts in terms of conversion gain (CG) and DC-to-RF conversion efficiency (η). It is frequently necessary to employ buffer amplifier stages to obtain sufficient power, whereas, in the case of many active frequency multipliers, the buffer stage is either unnecessary or its design requirements can be relaxed. Although active multipliers have the potential of achieving gain rather than loss, in most designs, positive CG is sacrificed for increased output frequency operation.

This work provides an overview of the progress in active microwave frequency multiplier development over recent years [2]-[46]. Frequency multiplier development in various existing and emerging technologies is addressed and the current system applications and circuit topologies are summarized. State-of-the-art designs producing high efficiency, CG and power, and mm-wave operation are summarized.

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II. System Development

Frequency multipliers are frequently implemented alongside VCOs, PLLs, amplifiers and mixers in a variety of system applications such as transceivers (Fig. 1a), frequency synthesizers (Fig. 1b) [2], downconverters [3], dual-band Wi-Fi transmitters [4] (Fig. 1c) and commercial digital broadcast satellite transceivers (DBS) [5]. Additionally, frequency multipliers are commonly used in mm-wave signal generation for 60GHz future broadband wireless systems [6], automotive radar (Fig. 1d) [7] and phased array applications [8].

In a phase-locked frequency synthesizer (Fig. 1b) the VCO output signal feeds a frequency multiplier which produces the desired output frequency.   This reduces the constraints of the PLL and allows its components (frequency divider, phase-frequency detector and low-pass filter) to operate at lower frequencies without sacrificing the output frequency required for the specified application.

A dual-band transmitter scheme for a wireless LAN system is illustrated in Fig. 1c [4]. Both 2.4GHz and 5.8GHz frequencies are necessary under the IEEE 802.11 standard. While two separate modules can be used, it is much more convenient to employ a dual-band transmitter which exploits the fact that 5.8GHz is nearly double that of 2.4GHz. The switchable dual-band scheme uses a bias control to change the output frequency of the LO from 2.4GHz to 2.9GHz and the output mode of the switchable PA/frequency multipler from x1 to x2 operation.

Automotive radar used in adaptive cruise control systems for obstacle detection will improve safety on the road [7]. However, the designated automotive radar frequency, 77GHz, is close to the fT of some technologies, making it difficult to achieve low-phase noise performance on MMICs [3]. Therefore, on-chip frequency doublers, for example, can be used to multiply a 38GHz LO to 77GHz while retaining the receiver operation in 38GHz as shown in Fig. 1d. Frequency multiplication is ideal in automotive radar as well as other types of radar and mm-wave imaging.

In the preceding discussion, we have summarized the use of frequency multipliers in several applications. Many more specific applications of increased complexity exist [8]. Next, the technologies, topologies and state of the art will be summarized.

III. Technologies

Many of the performance improvements and development directions of frequency multipliers are driven by advances in existing and emerging semiconductor technologies. This includes the use of InP [9],[31], GaAs metamorphic HEMT (mHEMT) [32]-[35],[42],[44], SiGe BiCMOS [36]-[38] and AlGaN/GaN (GaN) [25],[29]. Existing technologies like GaAs-based FET devices have also retained a presence as the standard in microwave technology.

Since much of the recent focus of frequency multipliers is in developing MMIC transceivers, advances in micro- and mm-wave generation in CMOS and Si-based technologies are significant in terms of low-cost, high volume commercialization for compact, single-chip transceivers. Hybrids are still prominent for power applications like arrayed systems. So far, the power output of most MMIC technologies cannot match that of PA-oriented technologies like GaN. Several high power GaN-based multipliers have been demonstrated [25],[29].

IV. Topologies

A.    Conventional Topologies

A variety of topologies are used for frequency multiplier design. The most conventional ones are single-ended (Fig. 2a), balanced (Fig. 2b) and Gilbert-cell-based (Fig. 2c) [1],[9]. Each has advantages in terms of performance, technology-compatibility and realization. Most single-stage topologies are geared towards either doubler or tripler designs due to practicality. Higher order multipliers are created by using doubler and tripler chains.

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Single-ended frequency multipliers employ one active device while balanced frequency multipliers employ two. The devices are biased in a manner which maximizes the production of the desired harmonic that is further embellished by the use of input and output networks which improve CG, output power and the suppression of unwanted harmonics. These networks may contain matching networks, harmonic rejection circuitry and DC biasing feeds. Additionally, balanced frequency multipliers have a signal dividing scheme at the input and combining scheme at the output. For doublers, this input power dividing circuitry is normally a balun which provides two counter-phase signals, one for each transistor. The resulting counter-phase outputs combine, cancelling the output fo while constructively adding the output 2fo. Single-ended topologies consume less power but since their networks rely on tuned elements, it is often difficult to achieve wideband performance. Balanced multipliers provide broadband fo rejection but are more complex and consume more absolute DC power.

Gilbert-cell doublers have both RF and LO inputs connected to the same incoming signal (Fig. 2a). The fo signal subsequently mixes with itself, producing an output rich in 2fo. Gilbert-cells are suitable for CMOS designs and are fully differential, which extends the output swing to twice the supply voltage. This is especially important in CMOS technologies which have a relatively low supply voltage. Gilbert-cells, however, have limited CG and potentially higher DC power dissipation than single-ended or balanced topologies and consume more power since they are biased in Class A, whereas single-ended and balanced doublers can be biased in Class B.

B. New topologies

A variety of frequency multipliers using newer topologies has recently been published including subharmonic mixer (SHM)-based triplers (Fig. 3a) [10], distributed doublers [11] and injection locked frequency multipliers (ILFM) (Fig. 3b) [12]. SHM-based triplers work by mixing the output of a frequency doubler with a fedforward fo signal. The mixer will produce fo and 3fo signals, and the fo can be filtered or eliminated using a subtractor [10]. Distributed doublers improve bandwidth but often have much greater DC power dissipation.

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The ILFM uses a relatively new multiplier technique and is well-suited for CMOS (Fig. 3b) [12]. ILFM consists of two cascaded stages: a harmonic pre-generator, which converts the input fo into the desired harmonic, and an injection-locked oscillator, which resonates at the that harmonic [12]. Since the quantification of CG in ILFMs is different from convention (output is bias current dependent, not input power dependent) the comparison tables in Section V do not include CG for ILFMs.

A number of other new techniques have been published. One topology utilizes a common-gate FET, common-source FET configuration whereby the transistor orientation provides the necessary phase shift for balanced operation [13]. The doubler of [14] employs a defected ground structure (DGS) filter which provides a broader bandwidth. Another work uses a left-hand material transmission line (LHM-TL) as a phase shifting element to reduce the size of a balanced doubler [15]. One novel tripler uses a nonlinear combiner which produces “deep cuts” in the fo output waveform to create a strong third harmonic output [16]. Yet another work utitilizes an auxiliary diode tripler which produces supplementary 3fo from the residual fo output of an active tripler [17].

An effort to apply high-efficiency PA techniques to frequency multipliers has arisen due to requirements in low-power systems. This includes the application of class E and class F amplifier techniques to tripler design [18],[19]. The results are frequency triplers which can achieve η of up to 57% [18]. However, like many PAs, many of these techniques result in extremely narrowband performance.

V. State-of-the-Art Frequency Multipliers

This section summarizes many recently published doublers and triplers based on high CG/Pout and output freq performance. These papers consist mainly of work published since 2005.

A. High Conversion Gain / Power

Summaries comparing recently published high CG and output power frequency doublers and triplers are shown in Table I, with the maximum reported CG and Pout (not simultaneous).

B. Millimeter-wave Frequency Multipliers

Most sub-mm-wave frequency multipliers are passive since passive devices have superior bandwidth. However, in the lower and middle mm-wave ranges, active frequency multipliers have better conversion loss and efficiency. Some of these frequency multipliers use newer technologies and push the envelope of solid-state frequency multipliers. Summaries comparing recent mm-wave frequency doublers and triplers are shown in Table II.

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VI. Conclusions

Frequency multipliers will continue to play an important part in micro- and mm-wave systems. An overview of recent frequency multiplier developments has been given. New applications, topologies and techniques created in recent years demonstrate the continuing evolution of active microwave frequency multipliers.

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Kelvin Yuk
Kelvin Yuk obtained his PhD in Electrical Engineering in 2012.
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